CAIIB (Certified Associate of the Indian Institute of Bankers)

CAIIB MCQs with Answers 2025 | ABFM, BFM, Retail Banking CAIIB

Paper 1 – Advanced Bank Management

1. Definition of Statistics, Importance & Limitations & Data Collection, Classification & Tabulation 2. Sampling Techniques 3. Measures of Central Tendency & Dispersion, Skewness, Kurtosis 4. Correlation and Regression 5. Time Series 6. Theory of Probability 7. Estimation 8. Linear Programming 9. Simulation
10. Fundamentals of Human Resource Management 11. Development of Human Resources 12. Human Implications of Organisations 13. Employees’ Feedback and Reward System 14. Performance Management 15. Conflict Management and Negotiation 16. HRM and Information Technology
17. Overview of Credit Management 18. Analysis of Financial Statements 19. Working Capital Finance 20. Term Loans 21. Credit Delivery and Straight Through Processing 22. Credit Control and Monitoring 23. Risk Management and Credit Rating 24. Restructuring/Rehabilitation and Recovery 25. Resolution of Stressed Assets Under the Insolvency and Bankruptcy Code 2016
26. Compliance Function in Banks 27. Compliance Audit 28. Compliance Governance Structure 29. Framework for Identification of Compliance Issues and Compliance Risks 30. Compliance Culture and GRC Framework 31. Compliance Function and Role of Chief Compliance Officer in NBFCs 32. Fraud and Vigilance in Banks

Paper 2 – Bank Financial Management

1. Exchange Rates and Forex Business 2. Liberalized Remittance Scheme (LRS) and Other Remittance Facilities for Residents 3. Correspondent Banking and NRI Accounts 4. Documentary Letters of Credit 5. Facilities for Exporters and Importers 6. External Commercial Borrowings and Foreign Investments in India 7. Risks in Foreign Trade – Role of ECGC 8. Role of EXIM Bank, Reserve Bank of India, Exchange Control in India – FEMA, FEDAI, and Others 9. International Financial Service Centres (IFSC), GIFT City 10. Technology in International Banking
11. Risk and Basic Risk Management Framework 12. Risks in Banking Business 13. Risk Regulations in the Banking Industry 14. Market Risk 15. Credit Risk 16. Operational Risk and Integrated Risk Management 17. Liquidity Risk Management 18. Basel III Framework on Liquidity Standards
19. Introduction to Treasury Management 20. Treasury Products 21. International Equity and Debt Products 22. Funding and Regulatory Aspects 23. Treasury Risk Management 24. Derivative Products 25. Treasury and Asset-Liability Management
26. Components of Assets and Liabilities in Bank’s Balance Sheet and their Management 27. Banking Regulation and Capital 28. Capital Adequacy – Basel Norms 29. Asset Classification and Provisioning Norms 30. Liquidity Management 31. Interest Rate Risk Management 32. RAROC and Profit Planning

Paper 3 – Advanced Business & Financial Management

1. Basics of Management 2. Planning 3. Organizing 4. Staffing 5. Directing 6. Controlling
7. Sources of Finance and Financial Strategies 8. Financial and Operating Leverages 9. Capital Investment Decisions 10. Capital Budgeting for International Project Investment Decisions 11. Adjustment of Risk and Uncertainty in Capital Budgeting Decision 12. Decision Making
13. Corporate Valuations 14. Discounted Cash Flow Valuation 15. Other Non-DCF Valuation Models 16. Special Cases of Valuation 17. Mergers, Acquisitions, and Restructuring 18. Deal Structuring and Financial Strategies
19. Hybrid Finance 20. Start-up Finance 21. Private Equity and Venture Capital 22. Artificial Intelligence 23. Business Analytics as a Management Tool 24. Green and Sustainable Financing 25. Special Purpose Acquisition Company

Paper 4 – Banking Regulations and Business LawsComing Soon

1. Legal Framework for Regulation of Banks 2. Control over the Organisation of Banks 3. Regulation of Banking Business 4. Returns, Inspection, Winding Up, Mergers & Acquisitions 5. Non-banking Financial Companies (NBFCs)
6. The Prevention of Money Laundering Act, 2002 7. Negotiable Instruments Act, 1881 8. Foreign Exchange Management Act, 1999 9. Payment & Settlement Systems Act, 2007 10. Law Relating to Securities and Modes of Charge – I 11. Law Relating to Securities and Modes of Charge – II 12. Creation/Registration and Satisfaction of Charges
13. Reserve Bank – Integrated Ombudsman Scheme, 2021 14. The Micro, Small, and Medium Enterprises Development Act, 2006 15. Introduction to Securitisation and Reconstruction of Financial Assets and Enforcement of Security Interest Act, 2002 (SARFAESI Act, 2002) 16. Definitions Under SARFAESI Act, 2002 17. Regulation of Securitisation and Reconstruction of Financial Assets of Banks and Financial Institutions 18. Enforcement of Security Interest 19. Central Registry 20. Offenses and Penalties 21. Miscellaneous Provisions 22. Registration of Security Interest by Secured Creditors and Other Creditors/Rectification by Central Government in Some Cases 23. The Recovery of Debts and Bankruptcy Act, 1993 24. Establishment of Tribunal and Appellate Tribunal 25. Jurisdiction, Powers & Authority of Tribunals 26. Procedure of Tribunals 27. Recovery of Debts Determined by Tribunal and Miscellaneous Provisions 28. Introduction to the Insolvency and Bankruptcy Code, 2016 29. The Bankers’ Books Evidence Act, 1891 30. The Legal Services Authorities Act, 1987: Lok Adalats 31. The Consumer Protection Act, 2019 32. The Law of Limitation 33. Tax Laws
34. Meaning and Essentials of a Contract 35. Contracts of Indemnity 36. Contracts of Guarantee 37. Contract of Bailment 38. Contract of Pledge 39. Contract of Agency 40. Meaning and Essentials of a Contract of Sale 41. Conditions and Warranties 42. Unpaid Seller 43. Definition, Meaning, and Nature of a Partnership 44. Relations of Partners to One Another 45. Relations of Partners to Third Parties 46. Minor Admitted to the Benefit of a Partnership 47. Dissolution of a Firm 48. Effect of Non-Registration 49. Definition and Features of a Company 50. Types of Companies 51. Memorandum of Association and Articles of Association 52. Doctrines of Ultra Vires/ Constructive Notice/ Indoor Management 53. Membership of Company 54. Prospectus 55. Directors 56. Limited Liability Partnership Act, 2008 57. Transfer of Property Act, 1882 58. The Right to Information Act, 2005 59. Right to Information and Obligations of Public Authorities 60. Information Technology Act, 2000 61. Prevention of Corruption Act, 1988

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